K. Hurwitz & Associates is a consulting firm specializing in financial regulation and enforcement, with additional regulatory experience in the health care and education sectors. We provide advice on legal, operational, and growth-related issues, and develop and implement training programs for government, corporate, and not-for-profit organizations. Our clients have included the U.S. Department of the Treasury; U.S. Department of State; Massachusetts Department of Public Health; Stanbic Bank; Tallinn Stock Exchange; Zimbabwe Stock Exchange; Office of the Attorney General, State of Yap, Federated States of Micronesia; and Harvard University. For examples of our work, please refer to the Projects page.

We pride ourselves on our long-term relationships with clients and the successful outcomes we achieve for them. Contact us at Kerry@KHurwitzAssociates.com and let us know what we can do for you.  

                                                    Practice Areas

  • SEC Investigations and Actions
  • State Agency Investigations and Actions
  • Agent and Advisor Licensing
  • Allegations of Fraud or Abuse
  • Representation in Administrative Hearings, Arbitrations, and Courts

  • Suspicious Activity
  • Workplace Investigations
  • Compliance Audits
  • Compliance and Anti-Fraud Training
  • Program Assessment and Evaluation
  • Workflow Management
  • Risk Analysis